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Haylor Risk Management Blog

Financial Services

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New DOL 401(K) Fiduciary Rules

Posted by Financial Services on Aug 15, 2017 10:17:44 AM

After a number of attempts to implement stronger protections for investors who rely on advice from a financial advisor, the U.S. Department of Labor (DOL) issued new rules on April, 2016.  The significant growth of 401K plans and IRAs led the DOL to pursue an update of fiduciary related rules that had not been substantially changed since 1975.

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